Compliance Officer

Location London
Discipline: Audit, Risk & Compliance
Job type: Permanent
Contact email: alex@weareedenbrook.com
Job ref: J5472
Published: 1 day ago
New Compliance Officer opportunity working with a rapidly growing insurance broker based in Twickenham. Reporting to the Managing Director/ Head of Trading, you will be responsible for ensuring that the business complies with all applicable regulatory requirements, internal policies, and industry standards. This role plays a vital part in managing risk, protecting our clients and business, and supporting a culture of compliance and ethical conduct. Key Responsibilities: • Ensure compliance with FCA, GDPR, ICOBS, and other relevant regulations. • Maintain policies, procedures, and compliance records (e.g., breaches, conflicts, training logs). • Conduct audits, reviews, and monitoring to identify risks and gaps. • Manage complaints, regulatory filings (RMAR, RegData), and financial promotions. • Provide compliance training and updates to staff. • Act as main contact for regulators, auditors, and external partners. • Support onboarding, due diligence, and oversee the annual compliance monitoring plan. Requirements: • Experience in a compliance/regulatory role within an insurance broker (personal lines preferred). • Strong knowledge of FCA rules and insurance distribution regulations. • Familiarity with GDPR and data protection requirements.