Compliance Monitoring Analyst

Discipline: Audit, Risk & Compliance
Job type: Permanent
Contact email:
Job ref: J4478
Published: about 1 month ago
We are currently partnering closely with a top Global Insurer for a Compliance Monitoring Analyst. The successful candidate will be ensuring regulation compliance across the group. Key Responsibilities: • Keeping up-to-date with regulatory developments, including FCA and other regulatory (such as data protection) issues and those on the horizon • Assisting in the effective delivery of the firm’s annual compliance plan • Proactively monitor activities in line with the firm’s annual compliance plan • Assisting in the design and implementation of the firm’s risk management framework • Supporting the Compliance Team in ensuring that the firm’s activities comply at all times with both its internal procedures and FCA requirements • Ensuring the firm’s various compliance registers are maintained • Assisting in the design, drafting, review and implementation of the firm’s compliance policy documents and procedures. Conduct suitable monitoring to ensure the processes are embedded within the business. • Supporting the delivery of the firm’s internal audit function • Support the collation of information for compliance management • Supporting the firm to ensure that adequate records are kept throughout the organisation to demonstrate compliance with FCA requirements and to facilitate regulatory reporting • Ensuring that all staff are aware of, and comply with, the firm’s procedures and all relevant FCA requirements concerning selling practices • Ensuring the firm’s ARs are adequately monitored for compliance Core Skills and Experience: • At least 1-2 year’s relevant compliance experience within the (re)insurance and Lloyd’s market. • Ideally an Insurance or compliance qualification e.g. CII, ICA