Compliance Manager (Appointed Representatives)

Location London
Discipline: Audit, Risk & Compliance
Job type: Permanent
Contact name: Alex
Contact email: alex@weareedenbrook.com
Job ref: J5558
Published: about 8 hours ago
AR Compliance Manager opportunity working with a top performing specialty insurer operating within the Lloyd’s market. You will support on the transition, management, and oversight of Appointed Representatives (ARs) to ensure full regulatory compliance. Key Responsibilities: -Manage applications and authorisation processes for ARs, including onboarding and transition. -Oversee AR networks, conduct due diligence, and ensure ongoing FCA compliance. -Support compliance integration for acquired businesses and assist with daily operations. -Review financial promotions and customer journeys for ICOBS compliance. -Collaborate with internal and external stakeholders (FCA, BIBA, MGAA, etc.). -Prepare regulatory reports and updates for senior management and the AR Committee. -Maintain policies, procedures, and controls in line with regulatory requirements. -Conduct risk assessments and implement mitigation measures. Skills, Knowledge & Expertise: -Extensive compliance experience within insurance, including Lloyd’s and London markets. -Strong knowledge of FCA rules (PRIN, ICOBS, SYSC, SUP) and AR frameworks.