Compliance Officer

Location London
Discipline: Audit, Risk & Compliance
Job type: Permanent
Contact name: Alex
Contact email: alex@weareedenbrook.com
Job ref: J5559
Published: 7 days ago
Compliance Officer opportunity working with a top performing specialty insurer operating within the Lloyd’s Market. You’ll play a key role in ensuring all regulatory requirements through monitoring, reporting, and supporting key compliance initiatives are met. Key Responsibilities: -Support the Compliance Team in managing compliance matters and developing the function. -Track progress against the annual Compliance Plan and report on key actions. -Conduct compliance monitoring, including field reviews in key risk areas (e.g. contract certainty, slip reviews). -Assist in preparing Committee and Board reports, including Conduct Risk and Complaints MI. -Maintain compliance pages on the intranet and manage regulatory reporting requirements. -Support horizon scanning, policy updates, and process improvements to meet regulatory standards. -Promote a strong compliance culture and provide clear guidance to business teams. -Maintain accurate reporting to Lloyd’s and the FCA. -Monitor completion of compliance training and assist with course development. -Stay informed on regulatory changes and best practices, communicating key updates as needed. Skills, Knowledge & Expertise: -Experience in a compliance role within a Managing Agency or Broker. -Strong knowledge of FCA and Lloyd’s regulations, including DISP and complaints handling.