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New Compliance/ Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s syndicate. Reporting into the Head of Compliance, you will support on a wide range of day-to-day Compliance activities.
Key Responsibilities:
-Support regulatory reporting and ensure timely submissions.
-Draft and implement compliance policies, procedures, and controls.
-Manage sanctions referrals, marine cargo screenings, and monitor developments.
-Prepare compliance reports for committees and boards.
-Track and support the Combined Assurance Report for the Audit Committee.
-Support Consumer Duty compliance and risk management.
-Conduct horizon scanning for regulatory updates.
-Review complaints for compliance and identify risks.
-Perform KYC on third-party providers and outsourced services.
-Assist with regulatory assessments and Compliance Plan development.
-Deliver compliance inductions for new staff.
-Represent compliance in committee meetings.
-Monitor underwriter compliance.
-Provide committee secretariat support, including meeting prep and minutes.
Skills and Knowledge:
-Knowledge of regulatory standards (PRA/FCA/Lloyd’s).
-Experience in regulatory compliance, preferably within the Lloyd’s market.
-Knowledge in financial crime, licensing, and sanctions.
-Experience dealing with Marine lines of business.
Senior Compliance Analyst
Location | London |
Discipline: | Audit, Risk & Compliance |
Job type: | Permanent |
Contact email: | alex@weareedenbrook.com |
Job ref: | J5306 |
Published: | 1 day ago |
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