Compliance Manager

Location Surrey
Discipline: Audit, Risk & Compliance
Job type: Permanent
Contact name: Alex
Contact email: alex@weareedenbrook.com
Job ref: J5628
Published: about 14 hours ago
We are seeking a Group Compliance Manager to join a rapidly growing insurance brokerage. This is an exciting opportunity to establish and shape the organisation’s compliance function in a newly created, standalone role, with a clear mandate to build and develop a compliance team over time. Key Responsibilities: • Oversee compliance across multiple regulated entities within the group • Act as Data Protection Officer • Provide first-line compliance advice to Boards and senior management • Monitor regulatory developments and advise on changes • Develop, implement, and maintain the annual compliance plan • Liaise with external compliance consultants as required • Produce regular compliance reports for Board and governance meetings • Attend and contribute to governance and control forums • Manage SMCR obligations, including annual declarations and updates • Submit regulatory returns and manage regulator notifications • Oversee sanctions screening and intermediary checks • Allocate and review file and call audits • Oversee complaints handling alongside accountable stakeholders • Approve financial promotions and marketing materials • Support product governance and fair value assessments • Manage partner, insurer, and intermediary onboarding and oversight Skills & Experience: • 3–5 years’ experience in financial services compliance (insurance preferred) • Strong knowledge of FCA regulations, governance, and data protection • Proven experience in monitoring, reporting, and regulatory liaison