We are seeking a Group Compliance Manager to join a rapidly growing insurance brokerage. This is an exciting opportunity to establish and shape the organisation’s compliance function in a newly created, standalone role, with a clear mandate to build and develop a compliance team over time.
Key Responsibilities:
• Oversee compliance across multiple regulated entities within the group
• Act as Data Protection Officer
• Provide first-line compliance advice to Boards and senior management
• Monitor regulatory developments and advise on changes
• Develop, implement, and maintain the annual compliance plan
• Liaise with external compliance consultants as required
• Produce regular compliance reports for Board and governance meetings
• Attend and contribute to governance and control forums
• Manage SMCR obligations, including annual declarations and updates
• Submit regulatory returns and manage regulator notifications
• Oversee sanctions screening and intermediary checks
• Allocate and review file and call audits
• Oversee complaints handling alongside accountable stakeholders
• Approve financial promotions and marketing materials
• Support product governance and fair value assessments
• Manage partner, insurer, and intermediary onboarding and oversight
Skills & Experience:
• 3–5 years’ experience in financial services compliance (insurance preferred)
• Strong knowledge of FCA regulations, governance, and data protection
• Proven experience in monitoring, reporting, and regulatory liaison
