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Edenbrook are currently recruiting for a Compliance Manager for one of the fastest growing and market leading international MGAs who operate across a range of different classes. The role reports directly into the Chief Risk Officer. The successful candidate will be responsible for the execution of the compliance strategy across the Group, providing advice, support and challenge in the areas of regulatory compliance, data protection, anti-money laundering and financial crime.
• Advise and overlook all aspects of regulatory compliance, conduct risk, data protection and financial crime.
• Provide compliance sign-off as and when required in the key areas.
• Develop and maintain Group policies in relation to compliance and financial crime.
• Support the first line in the ongoing identification, assessment, management and mitigation of all regulatory risk.
• Recognise regulatory developments and emerging trends, ensuring that management understand the implications.
• Support the CRO in the management of the relationship with regulators.
• Overlook the prompt submission of responses to information requests from regulators as well as routine regulatory submissions
• Lead in the development and delivery of the regulatory training programme.
• Support the CRO in the production of Committee and Board reporting.
The ideal candidate should have but not limited to;
• Good knowledge of FCA regulation.
• Experience gained in the Lloyd’s/London market.
• Knowledge of data protection.
• 3-5 years’ experience working within the UK Financial Services.
• Significant exposure to the general insurance industry.
• Degree educated and/or other relevant professional qualifications.
|Discipline:||Finance & Strategy|
|Published:||30 days ago|
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