Compliance Analyst

Discipline: Audit, Risk & Compliance
Job type: Permanent
Contact email:
Job ref: J4405
Published: 21 days ago
New Compliance Analyst Opportunity with a Market Leading Global Specialty Insurance and Reinsurance Organisation. Reporting into the Compliance Manager, you will assist the Compliance Manager in the provision of timely, top-quality compliance advice to a range of business stakeholders and to the firm’s governing bodies. Key Responsibilities: • Training (mandatory and ad hoc / bespoke) • Responding to questions and information requests from business stakeholders • Handling referrals including, Broker on-boarding, Coverholder on-boarding, KYC assessments, Financial Crime matters, Sanctions & Embargoes, New products. • Business Timetable management • Preparation of Regulatory returns (as assigned to Compliance) • Complaint handling and record keeping • Preparation of status reports • Preparatory work in the event of regulatory inspections and information requests • Act with integrity • Act with due skill, care and diligence • Be open and co-operative with Lloyd’s, the FCA, PRA and other relevant bodies • Act to deliver good outcomes for customers • Observe proper standards of market conduct Required Skills and Experience: • A working knowledge of relevant Lloyd’s, FCA and PRA requirements • Demonstrable relevant experience in a Managing Agent or general insurer • A good understanding of the Compliance Advisory role (purpose and practice) • Working knowledge of financial crime related regulations, including sanctions