Senior Compliance Analyst

Location London
Discipline: Audit, Risk & Compliance
Job type: Permanent
Contact email: alex@weareedenbrook.com
Job ref: J5517
Published: 2 days ago
Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate. Key Responsibilities: -Support the delivery of the compliance plan, including advisory, monitoring, reporting, and regulatory activities. -Review, analyse, and report on regulatory changes. -Monitor and report on conduct risk exposure (e.g., Consumer Duty, treating customers fairly, product oversight, complaints). -Assist with complaints handling, liaising as required with claims teams, coverholders/TPAs, Lloyd’s, LIC, and the Financial Ombudsman Service. -Deliver compliance monitoring activities and support sanctions/financial crime oversight for underwriters and the wider business. -Review and report monthly on underwriting teams’ performance against contract certainty, sanctions, and licensing standards. -Monitor and report on underwriting system compliance and data validations. -Maintain the Company Library and Company Timetable. -Support compliance communications, training (online and in-person), and the embedding of compliance processes. -Contribute to the annual review and development of compliance policies and procedures. -Assist with the preparation and submission of regulatory returns. -Support the annual compliance attestation and ongoing monitoring of performance against Lloyd’s Principles. Core Skills and Experience: -Broad/ generalist Compliance experience within the Lloyd’s Market.