Head of Compliance

Discipline: Audit, Risk & Compliance
Job type: Permanent
Contact email: alex@weareedenbrook.com
Job ref: J5425
Published: 11 days ago
New Head of Compliance opportunity working with a top performing Lloyd’s Syndicate. Reporting to the Compliance Director, you will own responsibility for the ongoing development and implementation of the oversight and day-to-day operation of the Regulatory Compliance Framework including: Key responsibilities: • Maintain the Regulatory Risk Universe and ensure effective controls are in place. • Develop and maintain policies and procedures to support regulatory compliance. • Lead compliance assessments for new business initiatives. • Deliver annual Compliance Monitoring and Training Plans. • Provide regulatory advice across the business, including underwriting, claims, sanctions, and licensing. • Communicate regulatory updates and ensure appropriate business responses. • Act as key contact with Lloyd’s, regulators, market associations, and the corporate parent. • Oversee sanctions screening and complaints handling. • Act as business lead for data protection compliance. • Manage the Senior Managers & Certification Regime (SMCR), including responsibilities mapping, Fit & Proper assessments, job descriptions, and training in coordination with HR and Corporate Governance. • Advise on product governance and maintain a framework aligned with regulatory expectations. • Support Lloyd’s Oversight self-assessments and track follow-up actions. • Escalate compliance matters to senior management and relevant committees. • Represent the Compliance function in committees and business projects. • Provide ad-hoc compliance support as needed. Key Skills and Experience: • Minimum 8 years insurance experience, preferably within the Lloyd’s environment. • Relevant professional qualifications and strong academic record. • Proven experience and track record of delivering Compliance support within the insurance industry.