Compliance Graduate

Location London
Discipline: Audit, Risk & Compliance
Job type: Permanent
Contact email: matthew@weareedenbrook.com
Job ref: J3658
Published: over 2 years ago
Compliance Analyst (18 month FTC) £20,000 - £24,000 London – Flexible hybrid working A leading and growing Insurance firm are seeking a Compliance Analyst to work closely with the Head of Compliance to act as the nexus to support crucial business functions across both Lloyd’s and non-Lloyd’s UK businesses. Key Responsibilities & Accountabilities: • Assist with due diligence work connected with Broker approvals and issue of TOBAS. • Assist with the maintenance of the Company and Companies’ Market Business Timetables and regulatory deadline monitoring. • Circulation and logging of relevant publications with relevant commentary. • EGR, complaints and conflict of interest monitoring. • Maintenance of training records. • Perform BAU compliance monitoring reviews on a quarterly basis and documenting reports • Assist in the preparation of compliance returns and reports. • Assist in Updating Compliance Policies and Procedures. • Assist in the preparation of regulatory applications to the PRA/FCA • Assist in the preparation and delivery of compliance training sessions • Provide complaints support to our outsourced complaints provider • Support to the Head of Compliance on compliance and wider UK projects. You will need to be able to display you have the following qualifications and experience: • Able to build and maintain relationships with a range of stakeholders. • Good communication skills, both verbally and in writing. • Flexible approach to working in a demanding and dynamic environment. • Ability to manage time, meet deadlines and prioritise. • Good team player • Strong attention to detail.