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Compliance Analyst opportunity working with a rapidly growing Lloyd’s Syndicate. Reporting to the Senior Compliance Analyst and working closely with the Head of Compliance and underwriting teams, you will support the Compliance team on a wide variety of Compliance matters, including supporting on the set up of new overseas companies and Lloyd’s syndicates.
Key Responsibilities:
• Keeping informed of regulatory developments and communicating key changes out to the business;
• Horizon scanning;
• Undertaking initial due diligence on pre-bind sanctions referrals;
• Support in conducting the annual financial crime risk assessment;
• Maintaining compliance training records;
• Providing advice and guidance to the business on regulatory matters;
• Reviewing and updating compliance policies and procedures
• Support in drafting of compliance management information and reporting to Boards, Committees and regulators;
• Maintaining the business timetable;
• Responsible for conducting monthly monitoring activities, identifying any issues in the compliance controls including sanctions, licensing, TOBAs;
• Support the Compliance Assurance Manager in performing thematic reviews on key compliance areas of the business;
• Support with complaints handling;
• Maintain the Compliance SharePoint page and the monthly Compliance newsletter;
• Monitor compliance mailbox and support the compliance team in responding to queries;
• Represent compliance at key meetings;
• Co-ordinate access to Lloyd’s systems;
• Support with regulatory returns and information gathering for regulatory submissions;
• Maintain compliance breaches register;
• Maintain gifts and hospitality register;
• Set new joiners up with compliance e-learning and track progress;
• Contributing to business wide projects where required such as opening of new offices overseas and onboarding of new syndicates;
• Supporting with the annual fit and proper process for Senior Managers and Certification staff.
Key Skills and Experience:
• Technical knowledge of PRA/FCA/Lloyd’s regulations
• Experience working in a regulatory compliance role within the insurance sector (Lloyd’s Managing Agency experience preferred)
• Financial Crime experience, including sanctions
Compliance Analyst
Discipline: | Audit, Risk & Compliance |
Job type: | Permanent |
Contact email: | alex@weareedenbrook.com |
Job ref: | J4796 |
Published: | 2 months ago |
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