Senior Compliance Analyst

Discipline: Audit, Risk & Compliance
Job type: Permanent
Contact name: Alex
Contact email: alex@weareedenbrook.com
Job ref: J5887
Published: about 1 month ago
Senior Compliance Analyst opportunity working with a top performing specialty insurance group operating within the Lloyd’s market. In this generalist role, you will support with the maintenance and further development of the compliance function, its framework and its systems and controls that simultaneously allow the business to function effectively and efficiently while being compliant with all relevant legal and regulatory requirements. Key Responsibilities: • Deputise for the Head of Compliance as required and represent Compliance at Board, Management and governance meetings. • Support the Head of Compliance in maintaining an effective, commercially focused Compliance function. • Assist with the development and delivery of the Annual Compliance Plan and associated monitoring activities. • Prepare and present quarterly Compliance, Conduct and other regulatory reports as required. • Provide clear regulatory advice and guidance to Senior Management and business units, undertaking research across relevant PRA, FCA and Lloyd’s requirements. • Draft, review and implement compliance policies and procedures to ensure adherence to legal and regulatory obligations. • Lead and support regulatory projects and initiatives delegated by the Head of Compliance and Senior Management. • Promote fair customer outcomes and support compliance with conduct and product governance requirements. • Line manage, mentor and support the development of junior Compliance team members. • Undertake day-to-day compliance activities, including TOBAs, sanctions screening, licensing enquiries and other operational compliance tasks. • Provide cover for Compliance team members as required, including meeting administration, complaints oversight and conduct-related responsibilities. • Coordinate the distribution of Board packs. Key Skills and Experience: • At least five years broad/ generalist compliance experience within the insurance industry (including at least 12 months recent Lloyd’s market experience).