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Head of Compliance opportunity working with a top performing specialty insurance group operating within the Lloyd’s Market. You will lead and maintain the day-to-day running of the compliance team and group’s compliance framework, ensuring regulated entities meet PRA, FCA and Lloyd’s regulatory requirements.
Key Responsibilities:
-Lead and oversee the Group’s compliance framework.
-Monitor compliance with FCA, Lloyd’s, financial crime, and prudential requirements, including Solvency II.
-Provide regulatory advice and guidance on regulatory interpretation, change management, and emerging compliance developments.
-Oversee regulatory submissions, notifications, returns, and correspondence across UK and international operations.
-Support the Data Protection Officer and oversee compliance aspects of data protection systems and controls.
-Lead the development and operation of the Group’s Sustainability Framework in line with evolving legal and regulatory requirements.
-Act as the Group’s primary regulatory contact, maintaining strong relationships with regulators and Lloyd’s.
-Maintain and enhance compliance policies, procedures, systems, and controls to effectively manage regulatory risk.
-Deliver a risk-based compliance monitoring plan and report findings, recommendations, and remediation actions to management and Boards.
-Produce compliance MI, Board, and committee reporting to support effective governance and decision-making.
-Lead the Group’s Conduct Risk Framework and Product Governance Working Group to support positive customer and client outcomes.
-Oversee the Senior Managers & Certification Regime, including accountability, fitness and propriety, and regulatory references.
-Promote a strong compliance culture while providing pragmatic, commercially focused support to the business.
-Lead and develop the compliance team, building effective relationships with senior stakeholders and regulators.
-Hold SMF16 (Compliance Oversight) responsibility for an overseas entity, with accountability for the effectiveness of the compliance framework.
-Undertake additional duties as reasonably required.
Key Skills and Experience:
-Senior compliance experience within the UK insurance industry, with experience of working in the Lloyd’s and London market.
-Strong knowledge of PRA and FCA regulation and, Lloyd’s supervisory requirements.
-Working knowledge and experience of Solvency II.
Head of Compliance
| Location | London |
| Discipline: | Audit, Risk & Compliance |
| Job type: | Permanent |
| Contact name: | Alex |
| Contact email: | alex@weareedenbrook.com |
| Job ref: | J5860 |
| Published: | 16 days ago |
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