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Newly created Compliance Officer vacancy working with a top-performing specialty insurance group operating within the Lloyd’s Market. Reporting into the Head of Compliance, you will provide second-line compliance oversight of delegated authority and MGA arrangements, ensuring adherence to FCA, PRA, and Lloyd’s regulatory requirements.
Key Responsibilities:
-Support and enhance compliance and delegated authority oversight frameworks.
-Deliver second-line oversight of MGA/delegated underwriting, claims, and distribution activities, ensuring FCA and PRA compliance.
-Support onboarding, due diligence, and governance approvals for MGA and delegated authority arrangements.
-Review MI, monitor regulatory and conduct risks, and escalate material issues where appropriate.
-Conduct compliance monitoring, thematic reviews, and maintain compliance systems, procedures, and registers.
-Assess regulatory developments, conflicts of interest, and AR structures to mitigate compliance risk.
-Promote a strong compliance culture and support the wider Compliance team.
Key Experience and Skills:
-Experienced in carrying out due diligence of onboarding MGA’s, Coverholders and AR’s;
-Insurance industry knowledge is essential, ideally within the London Market.
Compliance Officer
| Location | London |
| Discipline: | Audit, Risk & Compliance |
| Job type: | Permanent |
| Contact name: | Alex |
| Contact email: | alex@weareedenbrook.com |
| Job ref: | J5862 |
| Published: | 16 days ago |
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