Compliance Analyst

Location London
Discipline: Audit, Risk & Compliance
Job type: Permanent
Contact name: Alex
Contact email: alex@weareedenbrook.com
Job ref: J5994
Published: 23 days ago
Compliance Analyst opportunity working with a top performing specialty insurer operating within the Lloyd’s market. This is a broad/ generalist role where you will support the Head of Compliance and wider team to ensure the compliance plan and regulatory requirements are met through completing a range of tasks. Key Responsibilities: • Assist with the delivery of the Compliance Plan, including compliance monitoring activities covering areas such as brokers and underwriting authorities. • Maintain the regulatory deadline calendar, tracking all regulatory returns and liaising with relevant stakeholders to ensure timely completion. • Assist with the preparation and submission of regulatory returns. • Support the broker approval process, including the issuance of TOBAs. • Assist with providing regulatory advice to teams, including on licensing and tax matters. • Support conduct risk governance processes, including secretarial support for the Product Oversight Group and product review forums. • Assist with the preparation of management information (MI) across a range of topics, including conduct risk. • Provide support to other areas of the Compliance team as required. Education / Experience: • Educated to college level/ equivalent with a qualification or relevant market experience. • 12 months + compliance experience within the insurance industry (ideally Lloyd’s).